Senior Compliance Executive

Location Central
Discipline: Compliance and Regulatory Jobs in Malta
Job type: Full time
Salary: Attractive
Job ref: 465
Published: 28 days ago
AIMS International Malta is thrilled to work with a well established CSP looking to hire a Senior Compliance Executive who will be reporting to the AML Manager.

Responsibilities:
  • Managing the internal compliance inbox.
  • Assigning tasks, based on urgency and the workload of the compliance executives.
  • Discussing queries and due diligence requirements with the team
  • Assisting other departments with any AML/CFT queries they might have.
  • Discussing with the MLRO any high-risk or suspicious matters identified from file reviews.
  • Assisting the MLRO with reporting requirements.
  • Conducting an assessment of files reviewed by compliance executives.
  • Carrying out internal and external reviews of the adequacy of policies and procedures and their implementation, and the drawing up of remediation plans.
  • Reviewing customer files and updating of information.
  • Communication with customers to update customer due diligence.
  • Carrying out of customer risk assessments.
  • Assisting in the coordination of regulatory examinations.
Requirements:
  • A university degree or equivalent qualification in a related area.
  • A minimum of 3 years experience in an AML/CFT role or a minimum of 1 year experience in a senior position.
  • Sound knowledge of local regulations and implementing procedures.
  • Excellent command of the English language.