Our client, one of the leading corporate service providers in Malta, is looking to recruit a Compliance Executive. The selected candidate will join a dynamic team serving a predominantly international client base across diverse industries, as well as the firm’s private clients. This position offers an excellent opportunity for someone looking to expand their expertise and embrace a rewarding challenge.
Responsibilities:
- Assisting with the ongoing monitoring and reviewing all communications and notifications to regulatory bodies
- Collecting and maintaining client due diligence documentation in line with the client on-boarding procedures
- Carrying out Client Risk Assessments at on-boarding stage and on an on-going basis
- Conducting and analysing client screening investigations
- Implementation of in-house client acceptance requirements
- Client re-evaluation in line with our quality and risk management policies
- Liaison with relevant departments to address, advise and gather the necessary information on queries to comply with AML / CFT procedures, including compliance checks
- Updating of records, including the upkeep of physical files and electronic systems
- Preparation and submission of statutory filings as well as performing other statutory obligations
- Assisting with the management of internal audit procedures, practices and document
- Assisting with the Implementation and management of company policies including risk management policies and procedures
- Assisting with the delivery of AML and CFT training
- Ensuring compliance with multi-national anti-money laundering laws and sanctions and assisting with the reporting of suspicious transactions
Requirements:
- At Least two to three years experience working within AML/CFT compliance
- Entry level qualifications in AML and evidence of training completed would be considered an asset
- Knowledge of the Financial Services Industry regulations and standards whilst having strong knowledge of the Maltese corporate service providers regulatory framework, company and trust law and AML / CFT regulations
- Knowledge in Due diligence & AML functions & practices